Pricing

dot-image-hr

Pricing by Product

Trade Data Network

Sell Side Annual Subscription
Clearing & Executing Firms

2026 Pricing Terms

  • Customers select a tier based on expected volume use and pay quarterly in arrears for the tier.
  • Charges will apply from the Effective Date of Opt-in.
  • Customers will default to the Small Broker tier unless they formally elect otherwise
  • Any overage charges incurred are charged quarterly.
  • Minimum contract term of 1-year with auto renewal for additional 1-year terms unless customer notice is served in accordance with the terms of the agreement.
  • Customers may upgrade to a higher tier at any time.
  • Unlimited volume subscriptions are billed in advance for the full or remaining calendar year and renew on an annual basis.

Quarterly Fees by Tier

Tier Min Quarterly Volume (Contracts) Max Quarterly Volume (Contracts) Quarterly Fee
Small Broker
–
1,000,000
$12,000
Medium Broker
1,000,001
10,000,000
$60,000
Large Broker
10,000,001
20,000,000
$75,000
X Large Broker
Unlimited volume annual subscription: $420,000

Per Contract Overage Fees

Tier Overage Fee
Small Broker
$0.0100
Medium Broker
$0.0050
Large Broker
$0.0025
X Large Broker
$0.0000

Sell Side Annual Subscription – Execution Only Firms

2026 pricing

  • Customers select a tier based on expected volume use and pay quarterly in arrears for the tier.
  • Charges will apply once a client is live in a production environment.
  • Any overage fees incurred are charged quarterly in arrears.
  • Customers may upgrade to a higher tier at any time.

Quarterly Fees by Tier

Tier Min Quarterly Volume (Contracts) Max Quarterly Volume (Contracts) Quarterly Fee
Small Broker
–
1,000,000
Free
Medium Broker
1,000,001
10,000,000
$7,500
Large Broker
10,000,001
20,000,000
$9,375
X Large Broker
Unlimited volume annual subscription: $52,500

Per Contract Overage Fees

Tier Overage Fee
Small Broker
$0.0100
Medium Broker
$0.0050
Large Broker
$0.0025
X Large Broker
$0.0000
  • Pro-rata annual billing for each new client for the remainder of the calendar year.
  • Billing is quarterly.
  • Minimum contract term of 1-year with auto renewal for additional 1-year terms.
  • Per Client Pricing – Available to any customer who has opted-in before 31st December 2024. $10,000 annual subscription per client, first two clients free. No cap. Pro-rata annual billing for each new client for the remainder of the calendar year.

Buy Side Pricing

  • Fees are charged at $0.01 per contract, up to a quarterly cap of $16,500, and invoiced quarterly in arrears.
  • Charges will apply once a client is live in a production environment.

HFT/Market Maker Pricing

  • Quarterly subscription of $16,500, invoiced quarterly in arrears.
  • Charges will apply once a client is live in a production environment.
  • Additional capacity fees may apply based on volume
dot-collection

Atlantis Pricing

ETD Settlement Fees

The ETD Per-Contract Settlement Fee is $0.015 and applies to both executing and clearing sides based on the number of Billable Contracts. Billable Contracts is the number of contracts included in each trade processed in the system and settles in each monthly processing cycle, with the following exceptions:

  • Trades that match agreements where either the executing broker or the clearing broker are not a participant in the system
  • Zero Fees contracts are free for executing brokers if settled within the first three months of their trade month and the trades are unadjusted. Executing brokers are not charged for trades that match and settle if the executing broker affirms that zero fees are due to them or another party.

Contract Settlement Fee Cap

  • Settlement Caps are annual based on January – December settlement volume and reset each calendar year
  • Fees still have an individual Contract Settlement Fee Cap “Settlement Cap” or “Settlement Caps” for executing and clearing business separately.
  • The 2026 Settlement Caps on Atlantis per global participating firm are:
    • Clearing business, USD $250,000
    • Executing business, USD $275,000

Atlantis ETD + Blocks Settlement Subscription

  • Full-Service brokerage firms can opt in to an Atlantis Subscription License that allows unlimited settlement of ETD and Blocks clearing and executing brokerage for $500,000.
  • Subscription terms run calendar year, with annual auto-renew on January 1.

Blocks Settlement Fees

FIA Tech offers the ability to settle Blocks Trade brokerage on Atlantis.

2026 pricing

Payers: Blocks Settlement is included in the ETD Clearing brokerage (CB) Settlement Cap. Price is USD $0.015 per contract settled.

Receivers: Pay Monthly

  • Pay monthly – USD$0.015 per contract settled, up to a cap of $250,000 per calendar year
  • Terms run calendar year. Annual auto-renewal on January 1.
  • Switching from “Pay Monthly” to “Annual Subscription” for next term requires providing notice at least 60-day before the start of a new term.

Receivers: Annual Subscription

  • Receivers can opt-in to an Annual Subscription License, in return for unlimited block brokerage settlement.
  • The USD$150,000 fee is billed annually in advance. The initial invoice for the annual fee will be prorated from the first day of the first monthly settlement cycle of block trades on Atlantis.
  • Terms run calendar year. Annual auto-renewal on January 1.

US Listed Options Brokerage Settlement

US Listed Options Brokerage Settlement

FIA Tech offers the ability to settle OCC Options/US Listed Options on Atlantis subject to the following fees:

  • USLO fees charge 1.5% of USD brokerage settled up to the annual fee cap
  • Annual fee cap includes settlement each month for both execution and clearing activity
  • The 2025 USLO annual fee cap is $225,000 per each global participating firm
  • The 2023 and 2024 USLO annual fee cap is $225,000 per each global participating firm
  • Brokerage settled using the Cash Adjustments functionality will be invoiced as settled brokerage

Introductory Pricing

To encourage broader platform adoption, customers whose settlement volume in each asset class is less than the trailing six-month averages below are not subject to fees. The trailing average includes both clearing and executing settlement volume.

  • ETD 50,000 contracts per month
  • Blocks 50,000 contracts per month
  • US Listed Options 30,000 contracts per month

ETD Maintenance & Bulk Settlement Fees

ETD Maintenance Fees:

  • ETD Maintenance Fees are charged monthly until all applicable contracts settle to the Responsible Party determined by the Responsible Party Matrix
  • ETD Maintenance Fees has increasing rates for unsettled contracts over six months
  • Each rate tier is determined by the age of unsettled, eligible to settle contracts outstanding at the end of each monthly settlement cycle
Time in Backlog ETD Maintenance Fee Rate
6-12 Months
$0.001 per contract
12-18 Months
$0.002 per contract
18+ months
$0.003 per contract

Large Backlog Surcharge

  • Firms that have over 10 million aged unsettled contracts in aggregate will incur a surcharge of USD $3,000 at the end of each monthly settlement cycle until their aged backlog falls below the threshold.
  • Aged unsettled contracts are defined as outstanding eligible to settle contracts that have been 6+ months in the backlog. The Responsible Party Matrix determines which firm is the responsible party for each aged unsettled contract at the end of each monthly settlement cycle.
  • The Large Backlog Surcharge is exclusive of the ETD Maintenance Fee Cap.

ETD Maintenance Cap:

  • ETD Maintenance Cap is $120,000 per calendar year and is separate from the annual Contract Settlement Fee Cap
  • The ETD Maintenance Cap resets at the beginning of each calendar year
  • The Responsible Party Fees charged for Bulk Settlement and Large Backlog Surcharge are exclusive of the ETD Maintenance Cap

Bulk Settlement Fees:

FIA Tech offers a Bulk Settlement Service to help firms in clearing the rest of the aged, unsettled backlog in Atlantis.

  • Both clearing and executing brokers receive charges of the current per-contract settlement fee up to each firm’s annual applicable Contract Settlement Fee Cap
  • Separately, the Responsible Party will pay an additional $0.005 per contract as determined by the Responsible Party Matrix
  • The Responsible Party is determined at the point of the Bulk Settlement Template submission to FIA Tech and considered final

You can Download the Responsible Party Matrix here

Additional Terms Specific to Atlantis

  • Unless explicitly said otherwise, firms receive invoices monthly in arrears for all Billable Contracts settled, with the exception of those that are required to pay in advance
  • Firms that exceeded an annual fee cap and project to exceed the cap in the next year will receive annual invoices in advance rather than monthly in arrears
  • Payments are due 30 days from receipt of their invoice
  • Firms that are more than 90 days behind in payments are excluded from future settlement cycles until their account is current
  • All pricing does not include any applicable Federal, State, or Local use taxes. Any tax obligations of non-US entities resulting from this service remain the sole responsibility of the customer to ensure they comply with their tax authority.
dot-collection

Docs Pricing

Invoiced quarterly in arrears per the terms of the System User Agreement.

Per-Agreement Fees

  • The Standard Give-Up Agreement executed on Docs are charged $30 per agreement.
  • There is a $5.00 upcharge for non-STP agreements.
  • Uploaded Legacy Give-Up Agreements: Legacy uploaded agreements are charged the Per-Agreement Fee to the Institution that uploaded the agreement regardless of its role on the agreement. All institutions that wish to initiate agreements and/or upload Legacy agreements are required to have storage.
  • Give-Up Screening Agreement (GUSA): The Per-Agreement Fee of the Institution is charged to both brokers that are party to the agreement.
  • Customer Limit Screening Agreement (CLSA): There is a $20.00 fee charged to the broker who uploads this agreement.
  • Amended Agreement: Amendments follow the same rules as the Per-Agreement Fee for executing Standard Give-Up Agreements.
  • Transitioned Agreement: There is a $20.00 fee charged, regardless of agreement types, to each broker that is a party to the agreement created as a result of a transition.
  • Bulk Update:
    • Partial Rate Schedule Updates

Non-STP Upcharge is on executed agreements that do not support straight-through processing. To promote more STP agreements across the industry, any executed agreement that has a non-conformed broker party, contains a PDF rate schedule absent an eRate, or is an uploaded agreement other than a CLSA will incur an upcharge to the Per–Agreement Fee for execution and a quarterly upcharge to store the Non-STP Agreement.

Please reach out to Docs.Support@fia-tech.com with any questions.

Storage Fees

Number of Agreements Stored Fee per Quarter
0-50
$200.00
51-500
$500.00
501-1,000
$900.00
1,001-2,000
$1,500.00
2,001-5,000
$2,300.00
5,001-10,000
$5,500.00
10,001-20,000
$6,900.00
20,001-40,000
$8,250.00
40,001-60,000
$10,000.00
More than 60,000
$12,250.00
Non-STP Agreement Upcharge
$1.25 per agreement

Storage is required for all institutions that have at least one broker party. The Per-Agreement Fee is assessed to the conformed executing broker; however, if there is no conformed executing broker, then the conformed clearing broker will pay the Per-Agreement Fee. Institutions containing only customer/trader parties have the option of maintaining storage of Docs agreements at their respective tier rate. Customers/traders who choose not to store documents in Docs will have execution only access at absolutely no cost and will have seven days after execution to print agreements.

Give-Up Simplification Assessment

Starting in Q4 2025, a quarterly technology support fee of $1.25 will be levied on all agreements in an Executed state. The fee will fund the legal fees and software developments necessary to support the joint FIA Tech and FIA (Futures Industry Association’s Give-up Agreement Simplification project.

The GUA Simplification project, spearheaded by a joint working group of FIA’s Law & Compliance Division and representatives from the Documentation and Operations teams of firms using FIA Tech’s Docs, will provide the ability for Executing Brokers and clients to manage and amend rate cards without requiring amendment of the underlying give-up agreement as is required today.

The new GUA language is expected to be completed by FIA L&C in Q1 2026, and then the new agreement and its streamlined workflows are expected to be available for firms on Docs in the second half of 2026.

Give–In Limit Repository (GLR)

Current GLR Fees are posted below with all other fees, billing, and legal provisions of the Docs Service will remain unchanged, as specified in the Docs System User Agreement.

  • Access to the User Interface as Executing Broker: Free of Charge
  • Access to the User Interface as Clearing Broker: $.50 per executed agreement/quarter (or $2/year)
  • Access to the API as Executing Broker: $1.25 per executed agreement/quarter (or $5/year)
  • Access to the API as Clearing Broker: $1.25 per executed agreement/quarter (or $5/year) and requires a subscription to the Clearing Broker Interface

    • Implementation Service Fees:

    • Email notifications: Free of Charge
    • REST and FIX API are available. Delivered under SOW

    *All pricing does not include any applicable Federal, State, or Local use taxes. Any tax obligations of non-US entities resulting from this service remain the sole responsibility of the customer to ensure they comply with their tax authority.

    dot-collection

    eRecs Pricing

    Annual Subscription Fee

    • $55,000 – Accounts Receivable only
    • $55,000– Accounts Payable only 
    • $100,000– Payables and Receivables
    • Firms that require larger processing (e.g., 1 year of reconciled data for manual invoices, additional environments for staging/testing) can opt for a high-capacity AWS environment for an additional $31,000 per calendar year.

    Small Firm Annual Subscription Fee

    Discounted pricing is available for small firms. A small firm is defined as a firm that averages less than 100,000 trade lines a month. Environments are monitored and right-sized at regular intervals to ensure optimal performance.

    • $36,000 – Accounts Receivable only
    • $36,000– Accounts Payable only
    • $63,000– “Full Service” Reconciliation and Invoicing

    Additional Payment Terms

    • All license fees are subject to a 25% implementation fee per 90 project days
    • Service period is annually based per calendar year from January 1st – December 31st prorated for initial year-end term
    • All fees and future renewals will be invoiced in annual terms in full prior to renewal
    • Payments are due 30 days from receipt of invoice
    • Firms 90 days past due are subject to suspension of their service and account access until their account is current
    • All pricing does not include any applicable Federal, State, or Local use taxes. Any tax obligations of non-US entities resulting from this service remain the sole responsibility of the customer to ensure they comply with their tax authority.
    dot-collection

    OCR Pricing

    The OCR Data Service requires an annual subscription fee as shown in the following fee schedule plus a one-time fee for onboarding based on client-specific setup.  FIA Tech uses the following criteria to determine which fee tier applies to your firm.

    • FCM – Large is greater than $2bn in customer assets in seg as reported by the CFTC or equivalent regulatory entity
    • FCM – Basic and Non- FCM Clearing Member tiers are for FCMs and Clearing Members with less than $2bn in customer assets in seg as reported by the CFTC or equivalent regulatory entity
    • Swap Dealer Only tier is for non-clearing swap dealers and firms who use OCR for their own reporting
    Fee Tier Annual Subscription Fee
    FCM – Large
    $57,750
    FCM – Basic
    $36,750
    Non-FCM Clearing Member
    $36,750
    Swap Dealer Only
    $31,500

    Additional Payment Terms

    • The service period is annually per calendar year from January 1st – December 31st
    • At signing each invoice is pro-rated through December 31st of the current year, and all future renewals are invoiced in annual calendar terms in full prior to the renewal
    • Payments are due 30 days from receipt of their invoice
    • Firms 90 days past due are subject to suspension of their account access until their account is current
    • All pricing does not include any applicable Federal, State, or Local use taxes. Any tax obligations of non-US entities resulting from this service remain the sole responsibility of the customer to ensure they comply with their tax authority.
    dot-collection

    Databank Pricing

    Reference Data Category Reference Data Service Annual Fees*
    Compliance
    Position Limits Databank (PLD)
    $42,000
    Compliance
    Equity Options Position Limits Databank (EOPLD)
    $11,000
    Compliance
    Sanctioned Securities
    $42,000
    Exchange Fees
    Exchange Fees Databank (EFD)
    $29,500
    Exchange Event Management
    Cash and Collateral
    $27,500
    Corporate Actions
    Corporate Actions
    $36,750
    Pricing
    EOD Pricing
    $12,500 per exchange/year
    Entity Reference Data
    Broker Code Reports
    $10,500
    Tax
    871(m) Contract Classification
    $50,000
    871(m) DEA Calculation Service
    $100,000
    871(m) Tax Withholding Calculation Service
    $150,000
    Reference Data Category Reference Data Service Sell Side Buy Side
    Contract Specs
    Regulatory Classification (CFTC, SA-CCR, MiFIR, EMIR, CFI)
    $31,500
    $12,500
    Exchange/CCP Hours of Operation & Holiday Hours
    $31,500
    $12,500
    Basic Trading Specification
    $84,000
    $33,500
    Instrument Level Detail
    $84,000
    $33,500
    Settlement and Delivery Calendar (Includes Spot Month Calendar)
    $31,500
    $12,500
    Delivery grade and point
    $31,500
    $12,500
    Index Classification
    Foreign Security Futures Data – Broad/Narrow Classification
    $42,000
    $16,750
    Symbology
    X-Ref Contract Level Symbols – Per Symbol
    $26,250
    $10,500
    X-Ref Instrument Level Symbols – Per Symbol
    $31,500
    $12,500

    Enterprise pricing is available.  Contact sales@fia-tech.com to get started.

    Effective Date: January 01, 2026

    *Initial subscriptions auto-renew and annual fees increase by the greater of 3%, or the latest year-ending CPI for the calendar year published by the U.S. Bureau of Labor Statistics.

    *FIA Tech, in its sole discretion, reserves the right to increase annual fees upon each renewal per the terms of each Agreement.

    *A select few Databank products and services are created and maintained through partnerships with outside vendors. As such, FIA Tech reserves the right to charge separately for any vendor pass-through expenses.

    *All pricing does not include any applicable Federal, State, or Local use taxes. Any tax obligations of non-US entities resulting from this service remain the sole responsibility of the customer to ensure they comply with their tax authority.

    dot-collection

    Fees & Commissions Repository

    FIA Tech offers the Fees & Commissions Repository(FCR) service under the contractual framework of the Docs Adherence Agreement and is subject to those terms and conditions.

    To activate the FCR service, a Docs Participant Admin must complete and return the FCR Opt-in form to FIA Tech (by email).

    Client Subscription Tiers Buy-side

    FCR Read Only

    • Clients can view and download rate schedules created by subscribing brokers 
    • Includes User-interface access, PDF and Excel downloads of fee & commission schedules
    $0
    FCR + Exchange Fee Management
    $10,000/quarter (FCR)
    Executing Broker/Clearing Broker Subscription Tiers Sell-side

    FCR Approval Only:

     

    • User-interface access (schedule approval only)

     

    • PDF and Excel export
    $0

    FCR RateSync:

     

    • Approved fee & commissions schedules are synced with Docs and generates amended give-up agreements

     

    • Rate Schedule workstream can also be pre-approved on amended give up agreements with client based your firm’s configuration
    $2,500/quarter

    FCR + Exchange Fee Management (Full Service):

     

    • Requires Exchange Fees Databank (EFD) subscription.
    $15,000/quarter (FCR)

    *All pricing does not include any applicable Federal, State, or Local use taxes. Any tax obligations of non-US entities resulting from this service remain the sole responsibility of the customer to ensure they comply with their tax authority.

    dot-collection
    dot-image-hr

    Pricing by Product

    Contact Us


      FiaTech Corner 1

      For general inquiries regarding Accelerate:

      Call: +1-202-772-3000

      Email General Client Support:  clientservices@fia-tech.com

      General inquiries regarding Atlantis

      Call: +1-202-772-3000

      Email Atlantis Support:  atlantis.support@fia-tech.com

      General inquiries regarding Docs

      Call:+1-202-772-3000

      Email Docs Support:  docs.support@fia-tech.com

      General inquiries regarding OCR

      Call: +1-202-772-3000

      Email OCR Support:  ocr.support@fia-tech.com

      General inquiries regarding eRecs

      Call: +1-202-772-3000

      Email eRecs Support:  erecs.support@fia-tech.com

      General inquiries regarding Databank

      Call: +1-202-772-3000

      Email Databank Support:  databank@fia-tech.com
      FiaTech Corner 1

      For general inquiries regarding Accelerate:

      Call: +1-202-772-3000

      Email General Client Support:  clientservices@fia-tech.com

      General inquiries regarding Atlantis

      Call: +1-202-772-3000

      Email Atlantis Support:  atlantis.support@fia-tech.com

      General inquiries regarding Docs

      Call:+1-202-772-3000

      Email Docs Support:  docs.support@fia-tech.com

      General inquiries regarding OCR

      Call: +1-202-772-3000

      Email OCR Support:  ocr.support@fia-tech.com

      General inquiries regarding eRecs

      Call: +1-202-772-3000

      Email eRecs Support:  erecs.support@fia-tech.com

      General inquiries regarding Databank

      Call: +1-202-772-3000

      Email Databank Support:  databank@fia-tech.com