FIA Tech enhances transparency and pre-trade confidence in Nasdaq Custom Basket Derivatives

FIA Tech enhances transparency and pre-trade confidence in Nasdaq Custom Basket Derivatives

London, 10 June 2026 – FIA Tech, a leading provider of technology and data solutions for the global futures industry, today announced that it will bring FIA Tech’s Foreign Security Futures and 871(m) compliance analytics to the Nasdaq Custom Basket Futures offering. This strategic partnership will enable buy-side and sell-side clients to perform pre-trade regulatory and tax risk checks, delivering execution and operational efficiencies from trade inception.

Nasdaq’s Custom Basket Futures allow investors to create futures contracts based on customized equity baskets drawn from a broad universe of U.S. and European securities. Developed in response to growing demand for flexible, capital-efficient global equity exposure, the solution provides standardized contracts traded on a regulated non-U.S. futures exchange combining customization with the benefits of listed derivatives.

By embedding FIA Tech’s analytics directly into this workflow, clients gain immediate visibility into key U.S. regulatory considerations, including Foreign Security Futures classifications and 871(m) tax implications. FIA Tech launched its Foreign Security Futures analytics in 2021 to help firms navigate complex rules governing futures contracts on single name securities and narrow-based security indexes listed on non-U.S. exchanges and recently expanded its regulatory offering with 871(m) analytics to help firms identify qualified and non-qualified products subject to IRS withholding requirements.

This represents a significant step forward for industry transparency and operational readiness. Market participants will benefit from day-one regulatory clarity, helping reduce operational risk, avoid costly remediation, and improve compliance with requirements from the IRS, CFTC, and SEC.

As demand for customized derivatives continues to grow, FIA Tech and Nasdaq are working together to modernize market infrastructure, provide clients with the tools needed to trade with confidence in an increasingly complex regulatory environment and support innovation across global derivatives markets.

About FIA Tech

FIA Tech is a leading technology provider to the exchange traded derivatives industry. Owned by a consortium of thirteen leading clearing firms and the Futures Industry Association (FIA), FIA Tech is committed to serving the industry and launching innovative solutions to improve market infrastructure across the listed and cleared derivatives industry. FIA Tech works in close partnership with the broader industry, including exchanges, clearinghouses, clearing firms and other intermediaries, as well as independent software vendors, buyside firms and end users to bring efficiency to the exchange traded and cleared derivatives industry. 

About Nasdaq

Nasdaq (Nasdaq: NDAQ) is a leading global technology company serving corporate clients, investment managers, banks, brokers, and exchange operators as they navigate and interact with the global capital markets and the broader financial system. We aspire to deliver world-leading platforms that improve the liquidity, transparency, and integrity of the global economy. Our diverse offering of data, analytics, software, exchange capabilities, and client-centric services enables clients to optimize

and execute their business vision with confidence. To learn more about the company, technology solutions, and career opportunities, visit us on LinkedIn, on X @Nasdaq, or at www.nasdaq.com.

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